June 12 - 14, 2024
Omni Boston Hotel at the Seaport
Elliot Levine is Associate Vice President, Chief Counsel and Senior Advisor,
Transparency Services at FINRA. In his role as Chief Counsel, he provides legal
guidance on various aspects of debt and equity market structure and regulation
in connection with FINRA’s operation of TRACE, ADF and the OTCBB. In addition,
Mr. Levine has advised several foreign regulators regarding equity and bond
market structure and regulation. Before joining FINRA, Mr. Levine held senior,
in-house counsel positions including as assistant general counsel at CIBC World
Markets and as equity trading and capital markets counsel at Bear Stearns &
Co. In his capacity as in-house counsel, he participated extensively on various
FINRA, SIA and BMA committees, including SIA’s Capital Markets Committee and as
Chair of the BMA’s Corporate Bond Legal Advisory Committee. Mr. Levine has
extensive regulatory experience, as he has held staff attorney positions in the
Division of Market Regulation at the Securities and Exchange Commission and in
the Division of Trading and Markets at the Commodity Futures Trading
Commission. Mr. Levine attended Trinity College in Hartford, where he received
a bachelor’s degree in history, and American University, Washington College of
Law, where he received his law degree.
Check out the incredible speaker line-up to see who will be joining Elliot.
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